About  Financial Retirement Planning Estate Planning & Family Protection News You Can Use For Attorneys & Other Advisors Businesses Client Access
BACK TO HOME
Our Mission
Our Credentials
How We Can Help
Compensation

Our Mission

Gartenhaus Financial Corporation’s mission is for our advisors to develop and implement financial and investment strategies that allow our clients to achieve both their short and long-term financial objectives.

A comprehensive understanding of our client’s goals enables us to develop and implement our financial planning strategies in an effective and cost-efficient manner.

The professionals at Gartenhaus Financial stress asset allocation in an effort to maximize returns within a given risk level. We invest in mutual funds and, when appropriate, invest in individual securities—employing money managers that possess proven and successful track records.

Once investment selections are made, our staff works to make the implementation process as seamless and effortless as possible. We then continue to monitor your investments for performance, management style, and strategy—ensuring they meet your expectations.

We help our clients answer these and many other important questions:

  • From an overall perspective, how am I doing?
  • I’ve done well with my investments over the past several years, but I’ve been getting skittish about the market lately. Are there ways to potentially protect my profits?
  • What are the appropriate investments for funding my child’s college education?
  • Am I saving enough to maintain a similar standard of living when I retire?
  • I own a small business. I’d like to set up a 401(k), but feel it’s too expensive. Are there other, less costly alternatives?
  • Do I need a will, living will, and/or trusts established as part of my estate plan?
  • Am I taking advantage of all allowable methods to reduce the amount of tax I pay?
  • Should I own a long-term care policy? When is the best time to purchase it?
  • Do I have enough life insurance? Too much?

Back To Top

How Gartenhaus Financial Can Help

The professionals at Gartenhaus Financial Corporation aid you in the development and execution of an effective, comprehensive financial plan that covers a number of areas. Needs will grow and change, and so will our approach. Not everyone requires all of the services we offer, but with almost 20 years of experience we have developed what we feel are some of the most effective strategies in the industry.

We encourage you to contact us by phone or e-mail to learn more about we can assist you personally with your financial planning and investment needs. In the meantime, please review some of our specialties:

If you are an Attorney or other Advisor, and feel that our combined services may benefit your client, please visit Attorneys and Advisors.

Back To Top

Compensation

We feature one of the industry’s most flexible client-advisor compensation programs. Clients may choose from one of the following compensation methods for our services:

Asset Management Fees

Clients choosing the fee method are charged a percentage based upon the assets under management. These clients receive quarterly performance reports and are eligible for quarterly review meetings. The fee is billed and assessed quarterly. Account size minimums and fees vary with each management program. Specific information is available upon request.

Commission

Clients who do not qualify for our asset management programs due to account size minimums may utilize our commission-based compensation plan.

Prospective clients also have the option to work with us while paying no fees and no up-front commissions or loads (such methods may contain back-end redemption charges and higher 12-b [1] fees).

As partners, we work together to find the best solutions. For more information on structuring compensation arrangements, simply contact us.

Thank you.

Back To Top


Using asset allocation and/or diversification as part of your investment strategy neither assures nor guarantees better performance and cannot protect against loss of principal due to changing market conditions.

Securities offered through Registered Representatives of NFP Securities, Inc.,

A Broker/Dealer and Member FINRA/SIPC. Investment Advisory Services offered through Investment Advisory Representatives of NFP Securities, Inc. a Federally Registered Investment Adviser. NFP Securities, Inc. is not affiliated with Gartenhaus Financial.

NFP Securities, Inc. does not offer tax or legal advice. This site is published for residents of the United States only. Registered representatives and investment advisor representatives of NFP Securities, Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.